Scott G Purrelli

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-07-08

WA RA
APPROVED

Since 2019-07-08

Branch Locations

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Bainbridge Island, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Seattle	WA	07/2019	Present
Ubs Financial Services Inc.	Newport Beach	CA	02/2013	07/2019

07/2019 → Present

Wells Fargo Clearing Services, Llc

Seattle, WA
02/2013 → 07/2019

Ubs Financial Services Inc.

Newport Beach, CA

Previous Registrations

2013-02-15 → 2019-07-17

Ubs Financial Services Inc.

Newport Beach, CA
2000-12-04 → 2005-12-12

Goldman Sachs Wealth Services, L.P.

Parsippany, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-20

S66 Uniform Combined State Law Examination

2000-03-20

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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