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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-01 |
Branch Locations
500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, Na | Abilene | TX | 12/2009 | 11/2020 |
| Stifel Nicolaus & Co Inc | Abilene | TX | 11/2020 | Present |
I*89018 For profit or not for profit: For-Profit Organization Name of outside business organization: Vogler Ranch Investment related: N Address of business: Abilene, Texas 79602 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 10/1/2015 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: family ranch for fun
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-06 |
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