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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-05 |
| PA | RA | APPROVED | 2002-11-06 |
Branch Locations
2093 Dutton Mill Rd [Profit Formula], Newtown Square, PA 19073 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newtown Square | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newtown Square | PA | 11/2016 | Present |
GREYSTONE ANCILARY INVESTMENT GROUP; NOT INV RELATED; NEWTOWN SQUARE, PA; 100% OWNERSHIP; START DATE 12/01/2018; NUMBER OF HOURS PER MONTH 6; NUMBER OF HOURS DURING TRADING 0; LLC FOR RENTAL PROPERTY; RENTAL PROPERTY; INVESTMENT RELATED; NEWTOWN SQUARE,PA; 100% OWNERSHIP; START DATE 12/01/2018; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OWNER.; EXECUTOR FOR FATHER, INV RELATED, NEWTOWN SQUARE, PA, START: 5/23/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-07 |
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