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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-03 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Atlanta | GA | 07/2002 | 11/2023 |
| Osaic Wealth | Atlanta | GA | 11/2023 | Present |
1) DORI HAMMOND POSITION: Non-Public Arbitrator ( FINRA) NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/09/2023 ADDRESS: Boca Center Tower 1, 5200 Town Center Circle, Boca Raton FL 33486, United States DESCRIPTION: serve asan independent and impartial third party who carefully considers and analyses the evidence put before him or her, drawing on his or her knowledge of relevant laws and policies in order to weigh up each party's case and make a resulting ruling.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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