Dori Jamille Hammond

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 11/2023
  Fsc Securities Corporation
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth
  Atlanta, GA

Previous Registrations

• 2020-10-23 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
• 2005-05-19 → 2023-11-09
  Fsc Securities Corporation
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) DORI HAMMOND POSITION: Non-Public Arbitrator ( FINRA) NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/09/2023 ADDRESS: Boca Center Tower 1, 5200 Town Center Circle, Boca Raton FL 33486, United States DESCRIPTION: serve asan independent and impartial third party who carefully considers and analyses the evidence put before him or her, drawing on his or her knowledge of relevant laws and policies in order to weigh up each party's case and make a resulting ruling.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-02
• S63 Uniform Securities Agent State Law Examination
  1999-07-29