Thomas Howard Kepley

Current Employers

Employment History

• 12/2007 → Present
  Capitol Securities Management, Inc
  Mclean, VA
• 08/2005 → Present
  Kepley Insurance Services, Llc
  Columbia, SC
• 08/2012 → Present
  Alliance Retirement Group, Llc
  Columbia, SC
• 12/2007 → Present
  Th Kepley Financial Services, Llc
  Columbia, SC

Previous Registrations

• 2005-08-02 → 2007-12-10
  Anderson & Strudwick, Incorporated
  Mount Pleasant, SC
  Columbia, SC
  Columbia, SC

Other Businesses

1) Kepley Insurance Services LLC IR?: Yes Address:4408 forest dr. Ste100 Columbia SC Nature of business:sell Life, Accident, Health, LTC & Fixed Annuity products & services Title:President Start:ongoing Appx#of hours/month devoted to other business: 4 Appx#of hours/month devoted during securities trading hrs: 4 Duties:Sell Life, Accident, Health, LTC, & Fixed Annuity products & services 2) U.S. SELECTIVE SERVICE SYSTEM IR?: No Address:National Headquarters, Arlington, VA 22209 Nature of business: This is the US org. that maintains and operates the draft system for the Department of Defense Title:Draft Board Member Start:Ongoing Appx# of hours/month devoted to other business: 4 Appx# of hours/month devoted during securities trading hrs: 0 Duties: Maintain training to support the US if they ever reinstated the military draft system. If reinstated, serve as a Board Member at local hearings 3) VIRGINIA-CAROLINAS SCHOLARSHIP FOUNDATION IR?:Yes Address:4408 FOREST DRIVE, COLUBIA SC 29206 Nature of business: Scholarship Foundation Title: Chairman, Scholarship Committee Start:Ongoing Appx# of hours/month devoted other business: 4 Appx# of hours/month devoted to other business during securities trading hrs: 4 Duties: Coordinate with the Corporate Trustee and VA Tech to select candidates for scholarships 4)NATIONAL WILD TURKEY FEDERATION IR?: No Address:324 Cockspur Road Irmo, SC 29063 Nature of business: a local chapter of the non-profit national wild turkey federation that operates the local fundraising and conservation efforts for NWTF through an annual banquet and other activities Title:committee member Start:ongoing Appx#of hours/month devoted other business: 4 Appx#of hours/month devoted to other business during securities trading hrs: 0 Duties:assist in local chapter at annual fundraising banquet &other activities 5) FOREST ACRES COUNCIL OF COOWNERS IR?: yes Address:4408 FOREST DRIVE, COLUBIA SC 29206 Nature of business: This is a office regime that manages the building, grounds for property Title:Secretary Start:06/1998 Appx#of hours/month devoted to other business: 4 Appx# of hours/month devoted during securities trading hrs:4 Duties:work with the owners to manage building grounds 6)DBA:ALLIANCE RETIREMENT GROUP, LLC IR?: yes Address:4502 BRIANWOOD ROAD, COLUMBIA, SC 29206 7)DBA:TH KEPLEY FINANCIAL SERVICES, LLC IR?: Yes Address:4408 FOREST DRIVE, COLUBIA SC 29206 8)Trust account:Kepley Family Trust Trustee on FAMILY account Relationship of grantor:Ann D. Kepley Mother 9)Buck 'N Strut Hunt Club IR?: No Address:4502 Briarwood Rd Columbia, SC 29206 Nature of business: a Hunt club for the purpose of hunting deer, turkeys &hogs. The club collects dues from members that are used to pay for the tracts of land that are leased Title: President Start: ongoing Appx#of hours/month devoted to the business: 1-2 Appx#of hours/month devoted during securities trading hrs: 0 Duties: Maintain membership lists, collects dues, pay landlords for the leases 10) Swift Creek Dove Club IR?: No Address: 1416 Sunbury Lane Columbia, SC 29205 Nature of business: Club that is organized to lease fields for Dove Hunting. Collect dues from members that are used to fund the cost of the fields that leased Title:Secretary/Treasurer Start: ongoing Appx # of hours/month you devote to the other business:1-2 Appx # of hours/month you devote to the other business during securities trading hrs:0 Duties:Maintains membership lists, collects dues &pay the Farmer for the fields that are leased each year

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-21
• S63 Uniform Securities Agent State Law Examination
  1989-11-07