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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-24 |
| CT | RA | APPROVED | 2021-02-09 |
Branch Locations
433 South Main St Ste 120, West Hartford, CT 06110 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Hartford | CT | 10/2008 | Present |
| Northstar Wealth Partners Llc | West Hartford | CT | 10/2008 | 02/2021 |
| Dime Bank | Norwich | CT | 02/2021 | Present |
1. 10/30/2008 - OTHER - HBMB, LLC - THIS IS AN LLC THAT OWNS A SHARE IN A HEALTH CLUB/PHYSICAL THERAPY OFFICE IN DE. OTHER MEMBERS ARE NOT CLIENTS OF MINE. - 2 % OF TIME/ NEWINGTON, CT. 2. 10/30/2008 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - AGENT - TIME SPENT 5% - REFERRAL RELATIONSHIP W/ LIFE, HEALTH AND FIXED ANNUITY AGENT. ALL COMMISSIONS ARE SPLIT AT THE CARRIER LEVEL - NO EQUITY INDEXED ANNUITIES ARE DONE. 3. 08/12/2009 - NORTHSTAR WEALTH PARTNERS - NON-VARIABLE INSURANCE DBA - TIME SPENT 100% - WEST HARTFORD, CT 4. 02/12/2019 - No business name - Investment related - At reported business location(s) - start date:12/21/2018 - 2 hrs/mo - 2 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-25 |
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