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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-06-30 |
Branch Locations
805 West Bayou Pines Dr, Lake Charles, LA 70601 • United States
326 Settlers Trail Ste 200 [Satellite], Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lafayette | LA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lafayette | LA | 11/2016 | 06/2022 |
| Wells Fargo Advisors Financial Network, Llc | Lafayette | LA | 06/2022 | Present |
RATCLIFF INVESTMENT GROUP LLC; INV RELATED; LAFAYETTE, LA; 100% OWNERSHIP; START 7/1/2022; 160 HOURS PER MONTH; 8 HOURS DURING TRADING; FINET PRACTICE. RATCLIFF FARMS, NOT INV RELATED, LAFAYETTE, LA, 100% OWNERSHIP, START 1/1/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, PRODUCING AND SELLING PRODUCE, FLOWERS, TREES, PLANTS, AND RELATED PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-08 |
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