Randyl Ratcliff

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Lafayette, LA
• 11/2016 → 06/2022
  Wells Fargo Clearing Services, Llc
  Lafayette, LA
• 06/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Lafayette, LA

Previous Registrations

• 2009-02-20 → 2022-06-30
  Wells Fargo Clearing Services, Llc
  Lafayette, LA
  Lake Charles, LA
  Lafayette, LA
  Lake Charles, LA
• 1998-03-20 → 2009-02-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lafayette, LA
  Lafayette, LA

Other Businesses

RATCLIFF INVESTMENT GROUP LLC; INV RELATED; LAFAYETTE, LA; 100% OWNERSHIP; START 7/1/2022; 160 HOURS PER MONTH; 8 HOURS DURING TRADING; FINET PRACTICE. RATCLIFF FARMS, NOT INV RELATED, LAFAYETTE, LA, 100% OWNERSHIP, START 1/1/2023, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, PRODUCING AND SELLING PRODUCE, FLOWERS, TREES, PLANTS, AND RELATED PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-27
• S63 Uniform Securities Agent State Law Examination
  1995-11-08

Designations

• Certified Financial Planner

Other Names

• Randyl James Ratcliff