Thomas John Ritten

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2009-08-28 → 2012-07-03
  Raymond James Financial Services Advisors, Inc
  Edina, MN
• 2005-06-01 → 2009-08-24
  Wells Fargo Investments, Llc
  Apple Valley, MN
  Apple Valley, MN

Other Businesses

1. 7/24/2012: RITTEN WEALTH MANAGEMENT GROUP - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - not marketed to the public; for accounting purposes only. 2. 10/22/2013: Ritten Wealth Managerment - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-31
• S63 Uniform Securities Agent State Law Examination
  1994-10-28

Other Names

• Tom Ritten
• Thomas J Ritten