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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-09-29 |
| MN | RA | APPROVED | 2013-12-20 |
| TX | RA | APPROVED_RES | 2012-07-05 |
Branch Locations
3712 Beard Ave N, Minneapolis, MN 55422-2310 • United States
Webster, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Minneapolis | MN | 06/2012 | Present |
1. 7/24/2012: RITTEN WEALTH MANAGEMENT GROUP - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - not marketed to the public; for accounting purposes only. 2. 10/22/2013: Ritten Wealth Managerment - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-28 |
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