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Randall Marvin Holcombe

Cetera Investment Advisers LLC

Montgomery, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
AL RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

2381 Taylor Road, Montgomery, AL 36117 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Montgomery AL 01/2013 Present
Cetera Investment Services Llc St. Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Montgomery AL 01/2014 Present
  • 01/2013 → Present
    Regions Bank
    Montgomery, AL
  • 01/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Montgomery, AL
Previous Registrations
  • 2009-12-09 → 2013-01-23
    Bb&T Investment Services, Inc.
    Montgomery, AL
    Montgomery, AL
    Luverne, AL
    Greenville, AL
    Clanton, AL
    Jemison, AL
    Opelika, AL
    Auburn, AL
    Auburn, AL
    Montgomery, AL
    Charlotte, NC
    Montgomery, AL
    Evergreen, AL
  • 2007-08-17 → 2009-12-11
    Rbc Capital Markets, Llc
    Mobile, AL
    Montgomery, AL
  • 2005-04-23 → 2007-08-17
    Wells Fargo Clearing Services, Llc
    Troy, AL
    Auburn, AL
    Montgomery, AL
    Montgomery, AL
    Selma, AL
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
    Auburn, AL
    Montgomery, AL
    Montgomery, AL
    Selma, AL
    Opelika, AL
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
    Prattville, AL
    Montgomery, AL
    Troy, AL
    Montgomery, AL
    Montgomery, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-28
S63 Uniform Securities Agent State Law Examination 1989-11-10
  • S65 Uniform Investment Adviser Law Examination
    2005-02-28
  • S63 Uniform Securities Agent State Law Examination
    1989-11-10
Other Names
  • Randy Holcombe

View on SEC IAPD

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Other Investors

RICHARD K.E. AKINYEMI
RICHARD DALE STEWART
MATTHEW BLAKE MURPHY
Dustin Grant Hatfield
Emily Lauren Farrior
REBECCA HARDWICH BAKER
ADAM MILLER ROGERS
JEFFREY WRIGHT

Other Offices

RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL
LPL ENTERPRISE, LLC · MONTGOMERY, AL
MARBLE WEALTH, LLC · MONTGOMERY, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL
SYNOVUS SECURITIES, INC. · MONTGOMERY, AL
SUMMIT FINANCIAL, LLC · MONTGOMERY, AL
EAGLE STRATEGIES LLC · MONTGOMERY, AL

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