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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-04-29
PA RA APPROVED 2019-03-05
TX RA APPROVED_RES 2019-03-05
  • NJ RA
    APPROVED
    Since 2020-04-29
  • PA RA
    APPROVED
    Since 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2019-03-05

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Closter NJ 03/2015 09/2016
Pnc Bank Closter NJ 03/2015 09/2016
The Vanguard Group, Inc. Malvern PA 02/2017 Present
Unemployed Montvale NJ 10/2016 01/2017
Vanguard Marketing Corporation Malvern PA 02/2017 Present
Vanguard Advisers, Inc. Malvern PA 03/2019 Present
  • 03/2015 → 09/2016
    Pnc Investments
    Closter, NJ
  • 03/2015 → 09/2016
    Pnc Bank
    Closter, NJ
  • 02/2017 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2016 → 01/2017
    Unemployed
    Montvale, NJ
  • 02/2017 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 03/2019 → Present
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S66 Uniform Combined State Law Examination 2014-06-07
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S66 Uniform Combined State Law Examination
    2014-06-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23
Other Names
  • Allen John Butler
  • Allen Butler

View on SEC IAPD

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