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Daniel Edward Souders

Souders Financial Advisors, LLC

Cincinnati, OH

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Current Employers
Souders Financial Advisors, Llc

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-06-19
  • OH RA
    APPROVED
    Since 2018-06-19

Branch Locations

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cincinnati OH 07/2012 06/2018
Advantage Investment Management, Llc Cincinnati OH 07/2012 05/2018
Private Client Services Cincinnati OH 06/2018 Present
  • 07/2012 → 06/2018
    Cincinnati, OH
  • 07/2012 → 05/2018
    Advantage Investment Management, Llc
    Cincinnati, OH
  • 06/2018 → Present
    Private Client Services
    Cincinnati, OH
Previous Registrations
  • 2008-12-02 → 2018-06-11
    Advantage Investment Management, Llc
    Cincinnati, OH
  • 2013-01-08 → 2013-06-11
    Cheviot, OH
    Cincinnati, OH
    San Diego, CA
    Cincinnati, OH
  • 2003-06-17 → 2010-12-31
    National Planning Corporation
    Cincinnati, OH
    Cheviot, OH
  • 2002-01-16 → 2003-06-20
    Walnut Street Advisers Inc
    Cincinnati, OH
Other Businesses

1) 06/01/2018. SOUDERS FINANCIAL ADVISORS LLC. 5968 BRIDGETOWN RD, CINCINNATI,OH 45248. FINANCIAL PLANNING ADVISORY ASSET MANAGEMENT. PRESIDENT, ADVISOR/PERSONAL PRODUCTION & OVERSIGHT. 125 HOURS/MO; 7 DURING TRADING HOURS. 2) 06/01/2018. SOUDERS FINANCIAL GROUP INC. 5968 BRIDGETOWN RD, CINCINNATI, OH 45248. FIXED INSURANCE PRODUCTS SALES/SERVICE COMPANY FOR ADMINISTRATIVE STAFF. PRESIDENT, PRODUCT SALES, EMPLOYEE MANAGEMENT. 20 HOURS/MO; 2 DURING TRADING HOURS. 3) 06/01/2018. TRUSTE, SOUDERS FINANCIAL GROUP 401K PLAN. 401K PLAN TRUSTEE. 2 HOURS/MO; <1 DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-21
  • S63 Uniform Securities Agent State Law Examination
    1992-02-21
Designations
Other Names
  • Daniel Edward Sounders

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