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5968 Bridgetown Road, Cincinnati, OH 45248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cincinnati | OH | 07/2012 | 06/2018 |
| Advantage Investment Management, Llc | Cincinnati | OH | 07/2012 | 05/2018 |
| Private Client Services | Cincinnati | OH | 06/2018 | Present |
1) 06/01/2018. SOUDERS FINANCIAL ADVISORS LLC. 5968 BRIDGETOWN RD, CINCINNATI,OH 45248. FINANCIAL PLANNING ADVISORY ASSET MANAGEMENT. PRESIDENT, ADVISOR/PERSONAL PRODUCTION & OVERSIGHT. 125 HOURS/MO; 7 DURING TRADING HOURS. 2) 06/01/2018. SOUDERS FINANCIAL GROUP INC. 5968 BRIDGETOWN RD, CINCINNATI, OH 45248. FIXED INSURANCE PRODUCTS SALES/SERVICE COMPANY FOR ADMINISTRATIVE STAFF. PRESIDENT, PRODUCT SALES, EMPLOYEE MANAGEMENT. 20 HOURS/MO; 2 DURING TRADING HOURS. 3) 06/01/2018. TRUSTE, SOUDERS FINANCIAL GROUP 401K PLAN. 401K PLAN TRUSTEE. 2 HOURS/MO; <1 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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