Philip Giammarino

Current Employers

Employment History

• 04/2011 → 03/2020
  Ubs Financial Services Inc
  Melville, NY
• 03/2020 → Present
  Russell Wealth Managment
  Port Jefferson, NY
• 03/2020 → Present
  Kestra Investment Services, Llc.
  Port Jefferson, NY
• 03/2020 → Present
  Kestra Advisory Services, Llc.
  Port Jefferson, NY
• 03/2020 → Present
  Coastline Wealth Mangement
  Port Jefferson, NY
• 05/2022 → Present
  Gfs Wealth Management Advisors Inc
  Shelton, CT

Previous Registrations

• 2011-04-08 → 2020-03-24
  Ubs Financial Services Inc.
  Port Jefferson, NY
  Bellmore, NY
• 2007-08-14 → 2011-04-11
  Wells Fargo Clearing Services, Llc
  Port Jefferson, NY
  Port Jefferson, NY

Other Businesses

Business Name: PMG Capital Management Corp. Investment Related: No Address: 2 Van Cott Place North Bellmore NY 11710 Nature of Business: Other Back Office Operations Position, Title or Relationship: Owner, President Start Date: 1/9/2020 Hours per month outside trading hours: 8 Hours per month during trading hours: 7 Duties: Pass through entity used to pay bills Business Name: Soundview Capital Mgmt Partners Inc. Investment Related: No Address: 2 Van Cott Place North Bellmore NY 11710 Nature of Business: Other Back Office Operations Position, Title or Relationship: Co-owner, President Start Date: 1/10/2020 Hours per month outside trading hours: 8 Hours per month during trading hours: 2 Duties: Pay bills Business Name: 1303 Main, LLC Investment Related: No Address: 1303 Main Street Port Jefferson NY 11777 Nature of Business: Rental/Leasing of Commercial Property Title or Relationship: Co-owner Start Date: 8/15/2020 Hours per month outside trading hours:5 Hours per month during trading hours: 5 Duties: Management of property, pay bills. Business Name: COASTLINE HOLDINGS GROUP, LLC POS: Member NOB: Investment advisory services through an independent outside RIA INV REL: Yes NUMBER OF HOURS: 88 SECURITIES TRADING HOURS: 63 START DATE: 12/28/2020 ADDRESS: 414 Main Street, Suite 302, Port Jefferson NY 11777 DESC: Management, investment advice and financial planning I am a registered representative of Kestra Financial Services which is a broker dealer. I have an LLC formed for the purpose of owning a building with my business partners. Business Name: 7 Claw LLC; Investment Related: No Address: 1303 Main Street Port Jefferson NY 11777 Nature of Business: Private corporation for the purpose of Real Estate investment.; Title: Member; Start Date: 2022-05-02; Hours per month outside trading hours:5% Hours per month during trading hours: 0% Percentage of total yearly compensation expected to be derived from the business: 1; Duties: Review and vote on investment opportunities related to private real estate deals. Business Name: Coastline Wealth Management Russell Giammarino Wealth Management; Investment Related: No 1303 Main Street Port Jefferson NY 11710 USA; Title: Director of Premier Wealth Management; Start date: 2020-03-13; Hours per month outside trading hours: 22 Hours per month during trading hours: 130; Percentage of total yearly compensation expected to be derived from the business: 90; Duties: Registered rep activities include sales of stocks, bonds and mutual funds as well as managed money products such as fee based accounts. Business Name: Kestra Advisory Services LLC; Investment Related: Yes; Address: 5707 Southwest Parkway, Bldg. 2, Ste. 400 Austin TX 78735 USA; Title: Director of Premier Wealth Management; Start date: 2020-03-13; Hours per month outside trading hours: 11; Hours per month during trading hours: 77; Percentage of total yearly compensation expected to be derived from the business: 85; Duties: Investment advisor in fee based accounts;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-15
• S63 Uniform Securities Agent State Law Examination
  1992-01-09