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Janice Lynne Henderson

Law & Associates Inc

Glen Echo, MD

CRD 1998559

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Employer firm

Law & Associates Inc CRD 105350

$327M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars
  • DIVORCE PLANNING

From the firm’s Form ADV. Read the guides:

Current Employers
Law & Associates Inc

6111 Tulane Ave, Glen Echo, MD 20812-1205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-17
MD RA APPROVED 2023-01-17
FL RA APPROVED 2020-07-21
CA RA APPROVED 2020-04-15
NC RA APPROVED 2020-04-15
PA RA APPROVED 2020-04-15
TX RA APPROVED 2020-04-15
VA RA APPROVED 2020-04-15
  • DC RA
    APPROVED
    Since 2023-01-17
  • MD RA
    APPROVED
    Since 2023-01-17
  • FL RA
    APPROVED
    Since 2020-07-21
  • CA RA
    APPROVED
    Since 2020-04-15
  • NC RA
    APPROVED
    Since 2020-04-15
  • PA RA
    APPROVED
    Since 2020-04-15
  • TX RA
    APPROVED
    Since 2020-04-15
  • VA RA
    APPROVED
    Since 2020-04-15

Branch Locations

6111 Tulane Ave, Glen Echo, MD 20812-1205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Glen Echo MD 12/1994 Present
Raymond James Financial Services Advisors, Inc Glen Echo MD 01/2009 02/2021
Law & Associates, Inc. Glen Echo MD 01/2007 Present
Previous Registrations
Other Businesses

(1) Name of Business: 6111 Tulane Avenue LLC Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a single member LLC that holds our office building that Law & Associates, Inc. rents to run their business. The single member LLC is under my personal SSN; no separate tax documents. (2) Name of Business: Law & Associates, Inc. Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/09/1994 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Ownership of Law & Associates, Inc. \nMeet with clients regarding their financial planning. (3) Name of Business: The Mohican Company Address: 6111 Tulane Ave, Glen Echo, MD, 20812, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive LTC insurance commissions. Receive trails from life insurance policies. No longer write new policies, as that business is all through RJ now.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-23
Designations
  • Certified Financial Planner
Other Names
  • Janice Lynne Henderson
  • Janice Lynn Mcdermott
  • Janice Lynne Mcdermott

View on SEC IAPD

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