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6111 Tulane Ave, Glen Echo, MD 20812-1205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-01-17 |
| MD | RA | APPROVED | 2023-01-17 |
| FL | RA | APPROVED | 2020-07-21 |
| CA | RA | APPROVED | 2020-04-15 |
| NC | RA | APPROVED | 2020-04-15 |
| PA | RA | APPROVED | 2020-04-15 |
| TX | RA | APPROVED | 2020-04-15 |
| VA | RA | APPROVED | 2020-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Glen Echo | MD | 12/1994 | Present |
| Raymond James Financial Services Advisors, Inc | Glen Echo | MD | 01/2009 | 02/2021 |
| Law & Associates, Inc. | Glen Echo | MD | 01/2007 | Present |
(1) Name of Business: 6111 Tulane Avenue LLC Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a single member LLC that holds our office building that Law & Associates, Inc. rents to run their business. The single member LLC is under my personal SSN; no separate tax documents. (2) Name of Business: Law & Associates, Inc. Address: 6111 Tulane Ave, Glen Echo, MD, 20812-1205, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/09/1994 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Ownership of Law & Associates, Inc. \nMeet with clients regarding their financial planning. (3) Name of Business: The Mohican Company Address: 6111 Tulane Ave, Glen Echo, MD, 20812, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 01/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive LTC insurance commissions. Receive trails from life insurance policies. No longer write new policies, as that business is all through RJ now.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-23 |
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