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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-06
DC RA APPROVED 1994-02-05
VA RA APPROVED 1993-10-19
MD RA APPROVED 1993-10-13
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • DC RA
    APPROVED
    Since 1994-02-05
  • VA RA
    APPROVED
    Since 1993-10-19
  • MD RA
    APPROVED
    Since 1993-10-13

Branch Locations

6112 Oberlin Ave, Glen Echo, MD 20812-1207 • United States

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glen Echo MD 09/2005 03/2020
Ameriprise Financial Services, Llc Glen Echo MD 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6112 Oberlin Ave. Glen Echo, MD 20812, ,; Not Investment-Related; 12/02/2013. Business Ownership; 6112 Oberlin, LLC; ; LLC established to own commercial real estate. This property is intended to be occupied by Co-owners in 2014. Field RP Joe Martin has been notified accordingly.; 6112 Oberlin Ave. Glen Echo, MD 20812, ,; Not Investment-Related; 11/19/2013; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-03
S65 Uniform Investment Adviser Law Examination 1993-08-13
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03
  • S65 Uniform Investment Adviser Law Examination
    1993-08-13
Other Names
  • Daniel James Mcgeever

View on SEC IAPD

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