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Frank Delmar Barnett

Rbc Capital Markets, LLC

Tyler, TX

Tyler, TX

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-11
  • TX RA
    APPROVED
    Since 2006-04-11

Branch Locations

1347 Dominion Plaza, Tyler, TX 75703-1013 • United States

Tyler, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Tyler TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Tyler, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-10
S63 Uniform Securities Agent State Law Examination 1989-12-08
  • S66 Uniform Combined State Law Examination
    2006-04-10
  • S63 Uniform Securities Agent State Law Examination
    1989-12-08
Other Names
  • Frank D Barnett

View on SEC IAPD

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ELIZABETH ANNE GETER
JOHN CALVIN OBERG

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TYLER, TX
EAGLE STRATEGIES LLC · TYLER, TX
LEGACY GROUP · TYLER, TX
MORGAN STANLEY · Tyler, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Tyler, TX
EDWARD JONES · TYLER, TX
J.P. MORGAN SECURITIES LLC · TYLER, TX
ADVISOR RESOURCE COUNCIL · Tyler, TX

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