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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-01
FL RA APPROVED 2024-06-07
  • TX RA
    APPROVED
    Since 2024-07-01
  • FL RA
    APPROVED
    Since 2024-06-07

Branch Locations

1200 W Granada Blvd Unit 6B, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cramer & Rauchegger Inc Maitland FL 07/2016 10/2016
Suntrust Investment Services, Inc. Atlanta GA 11/2016 04/2018
Suntrust Advisory Services Llc Atlanta GA 11/2016 04/2018
Morgan Stanley Ormond Beach FL 04/2018 07/2023
Wells Fargo Advisors Financial Network, Llc Ormond Beach FL 04/2024 Present
Unemployed Mims FL 08/2023 04/2024
  • 07/2016 → 10/2016
    Cramer & Rauchegger Inc
    Maitland, FL
  • 11/2016 → 04/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 11/2016 → 04/2018
    Suntrust Advisory Services Llc
    Atlanta, GA
  • 04/2018 → 07/2023
    Ormond Beach, FL
  • 04/2024 → Present
    Ormond Beach, FL
  • 08/2023 → 04/2024
    Unemployed
    Mims, FL
Previous Registrations
Other Businesses

1. Adams Swallen Family LLC; Investment related-No; Ohio; 16 acres of farm land rented to local farmer; Sole member(proprietor, partner, officer, director, employee, trustee, agent); Apr 2016; During business hours: 0; After business hours: 0 2. *543626 - Trust; Investment related Yes; MIMS, Florida; 02/2012 ; During business hours: 0; After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-07
S65 Uniform Investment Adviser Law Examination 1996-06-21
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S66 Uniform Combined State Law Examination
    2004-10-07
  • S65 Uniform Investment Adviser Law Examination
    1996-06-21
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Other Names
  • Robin Adams
  • Robin K. Virden
  • Robin Kay Virden

View on SEC IAPD

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