Joel Andrew Estes

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Tucson, AZ
• 11/2016 → 10/2018
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
• 11/2018 → Present
  Raymond James & Associates, Inc.
  Tucson, AZ

Previous Registrations

• 2016-10-21 → 2018-11-05
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
• 1994-04-15 → 2007-10-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tucson, AZ
  Tucson, AZ

Other Businesses

(1)Name of Business: Address: 6631 E Circulo Otono, Tucson, AZ, 85750, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/04/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own properties. (2)Name of Business: The Estes Company Address: 6375 E. Tanque Verde #150, Tucson, AZ, 85715, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have no direct responsibilities, just listed as an employee. (3)Name of Business: Tucson Conquistadores Foundation Address: 6450 E. Broadway, Tucson, AZ, 85710\n, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 05/20/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Business Advisor. Provide business information and advice to Foundation.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-02-05