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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
| CA | RA | APPROVED | 2022-06-29 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Burbank, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Los Angeles | CA | 11/2013 | 10/2019 |
| Rbc Capital Markets, Llc | Los Angeles | CA | 05/2022 | Present |
| Powers Associates | Monterey | CA | 11/2019 | 06/2020 |
| Phillips Fractor & Co | Pasadena | CA | 12/2019 | 01/2020 |
| San Pasqual Fiduciary Trust Co. | Los Angeles | CA | 07/2020 | 05/2022 |
VILLAGE CHURCH BURBANK; NON-INVESTMENT RELATED; 3126 W. VICTORY RD, BURBANK, CA 91505; CHURCH; BOARD MEMBER/SECRETARY; BEGINNING 1/1/04; APPROX. 6 HRS PER MONTH; NO TIME DURING MARKET TRADING HOURS; ATTEND BOARD MEETINGS AND TAKE NOTES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-16 |
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