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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-08 |
| AZ | RA | APPROVED | 2019-10-09 |
Branch Locations
One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
2480 E. River Road, Tucson, AZ 85718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Tucson | AZ | 04/2001 | Present |
| Morgan Stanley Smith Barney | Tucson | AZ | 06/2009 | 09/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2019 |
| Benjamin F. Edwards | Sierra Vista | AZ | 10/2019 | Present |
1. Boat Ownership; Investment related; Ownership in a boat; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 0; After business hours: 1; co owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-27 |
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