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Current Employers
Hbw Advisory Services Llc

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-26
VA RA APPROVED 2009-12-04
  • TX RA
    APPROVED_RES
    Since 2020-10-26
  • VA RA
    APPROVED
    Since 2009-12-04

Branch Locations

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

2706 Enterprise Pkwy Suite C, Richmond, VA 23294 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hbw Insurance & Financial Services, Inc. Simi Valley CA 06/2002 06/2017
Hbw Securities Llc Simi Valley CA 01/2006 06/2017
Enterprise Meeting Center, Llc Richmond VA 12/2008 02/2020
Roland H. Dortch Company Richmond VA 01/2008 Present
Hbw Advisory Services Llc Simi Valley CA 12/2009 Present
Cetera Wealth Services, Llc El Segundo CA 06/2017 08/2025
Hbw Insurance & Financial Services Inc Dba Hbw Partners Richmond VA 09/2012 Present
Silver Oak Securities, Inc. Jackson TN 08/2025 Present
  • 06/2002 → 06/2017
    Hbw Insurance & Financial Services, Inc.
    Simi Valley, CA
  • 01/2006 → 06/2017
    Hbw Securities Llc
    Simi Valley, CA
  • 12/2008 → 02/2020
    Enterprise Meeting Center, Llc
    Richmond, VA
  • 01/2008 → Present
    Roland H. Dortch Company
    Richmond, VA
  • 12/2009 → Present
    Simi Valley, CA
  • 06/2017 → 08/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2012 → Present
    Hbw Insurance & Financial Services Inc Dba Hbw Partners
    Richmond, VA
  • 08/2025 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Previous Registrations
  • 2017-07-05 → 2019-12-31
    Cetera Wealth Services, Llc
    Richmond, VA
    Richmond, VA
Other Businesses

1. HBW Advisory Services LLC,Is Investment Related,"2706 Enterprise Parkway, Ste C, Richmond, VA, 23294, United States", Independent RIA,IAR,1/5/2006,160 hours per month,120 hours per month during trading hours, Fee Based Compensation, IAR 2. Roland H. Dortch Company, Is Investment Related,"2706 Enterprise Parkway, Ste C, Richmond, VA, 23294, United States", DBA for Independent Financial Professional, Financial Professional,1/1/2008,160 hours per month,120 hours per month during trading hours, Commission Compensation, DBA for life and health insurance sales 3. HBW Partners, Is Investment Related,"2706 Enterprise Parkway, Ste C, Richmond, VA, 23294, United States", DBA for Independent Financial Professional, Financial Professional,1/5/2006,160 hours per month,120 hours per month during trading hours, Commission Compensation, DBA for Independent Financial Professional and fixed insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-03
S63 Uniform Securities Agent State Law Examination 1989-11-30
  • S65 Uniform Investment Adviser Law Examination
    2009-12-03
  • S63 Uniform Securities Agent State Law Examination
    1989-11-30
Other Names
  • Ron Hampton Dortch

View on SEC IAPD

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