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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Huntington | WV | 01/2013 | Present |
| Mml Investors Services Llc | Huntington | WV | 03/2013 | Present |
(1)NAME: JAMES E. CUMMINGS INV REL: Y ADD: 501 SIXTH AVENUE HUNTINGTON WV 25701 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS SALES POSITION: SALES START DATE: 1989 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: SAFE INSURANCE COMPANY INV REL: Y ADD: 1017 SIXTH AVENUE HUNTINGTON WV 25701 NATURE: COMPENSATED BOARD SERVICE POSITION: BOARD OF DIRECTORS START DATE: 04/27/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-21 |
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