James Evan Cummings

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Massmutual Financial Group
  Huntington, WV
• 03/2013 → Present
  Mml Investors Services Llc
  Huntington, WV

Other Businesses

(1)NAME: JAMES E. CUMMINGS INV REL: Y ADD: 501 SIXTH AVENUE HUNTINGTON WV 25701 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS SALES POSITION: SALES START DATE: 1989 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: SAFE INSURANCE COMPANY INV REL: Y ADD: 1017 SIXTH AVENUE HUNTINGTON WV 25701 NATURE: COMPENSATED BOARD SERVICE POSITION: BOARD OF DIRECTORS START DATE: 04/27/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-25
• S63 Uniform Securities Agent State Law Examination
  1989-12-21

Other Names

• James E Cummings