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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-23 |
| WI | RA | APPROVED | 2018-11-19 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
Pewaukee, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Waukesha | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 11/2016 | 11/2018 |
| Ameriprise Financial Services Inc | Brookfield | WI | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-21 |
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