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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-24 |
| IA | RA | APPROVED | 2020-02-06 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
4620 E 53Rd St Suite 200, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Financial Architects | Davenport | IA | 09/1999 | Present |
| Voya Financial Advisors | Davenport | IA | 09/2014 | 02/2020 |
| Integrity Alliance, Llc | Davenport | IA | 02/2020 | Present |
1) WHAZZUP, LLC; Not investment related; 822 N 4th Street, LeClaire, IA 52753; RENTAL PROPERTY; CO-OWNER; Started 2/1/2015; 2 hours per month, 0 during trading; MANAGE RENTAL PROPERTIES 2) The Financial Architects; Investment related ; 822 N 4th Street, LeClaire, IA 52753; FINANCIAL SERVICES/DBA; OWNER; Started 1/1/1999; 110 hours per month, 90 during trading; SALE AND SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. PROVIDE TAX SERVICES 3) Independent insurance agent; Investment related; 822 N 4th Street, LeClaire, IA 52753; fixed insurance sales; independent insurance agent; Started 1/3/2001; 50 hours per month, 40 during trading; sales and service of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-26 |
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