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Jeffry Glenn Bratzler

Bcn Financial, Inc.

Alameda, CA

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Current Employers
Bcn Financial, Inc.

3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-10
ID RA APPROVED 2025-10-24
TX RA APPROVED_RES 2022-11-18
CA RA APPROVED 2005-09-20
  • NV RA
    APPROVED
    Since 2025-11-10
  • ID RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED_RES
    Since 2022-11-18
  • CA RA
    APPROVED
    Since 2005-09-20

Branch Locations

3215 Encinal Avenue, Suite L, Alameda, CA 94501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quest Securities, Inc. Alameda CA 12/1990 02/2017
Bcn Financial, Inc. Alameda CA 08/2004 Present
Crown Capital Securities, Lp Orange CA 02/2017 04/2024
Lpl Financial Llc Alameda CA 04/2024 Present
  • 12/1990 → 02/2017
    Quest Securities, Inc.
    Alameda, CA
  • 08/2004 → Present
    Alameda, CA
  • 02/2017 → 04/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 04/2024 → Present
    Lpl Financial Llc
    Alameda, CA
Previous Registrations
  • 1998-06-02 → 2005-10-19
    Bcn Financial
    Alameda, CA
  • 2003-08-22 → 1998-04-03
    Bcn Financial
    Alameda, CA
Other Businesses

1. 04/17/2024 - Real Estate Rental - Investment Related - Alameda, CA - Start Date 10/1/2009 - 1 Hour Per Month/ 0 Hours During Trading 2. 04/17/2024 - Non Variable (fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/10/1998 - 2 Hours Per Month/ 0 Hours During Trading 3. 04/17/2024 - Notary License - Notary - Investment Related - At Reported Business Location(s) - Start Date 01/01/1990 - 4 Hours Per Month/ 0 Hours During Trading 4. 04/17/2024 - BCN Financial Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/1998 - 60 Hours Per Month/ 3 Hours During Trading 5. 04/24/2024 - BCN Financial Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/01/1997 - 60 Hours Per Month/ 3 Hours During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 1/1997. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-17
  • S63 Uniform Securities Agent State Law Examination
    1992-11-17
Designations
Other Names
  • Jeff Bratzler

View on SEC IAPD

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