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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2011-08-02
CT RA APPROVED 2011-06-29
TX RA APPROVED_RES 2011-06-17
  • TN RA
    APPROVED
    Since 2011-08-02
  • CT RA
    APPROVED
    Since 2011-06-29
  • TX RA
    APPROVED_RES
    Since 2011-06-17

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brentwood TN 06/2011 Present
Bank Of America, N.A. Brentwood TN 07/2011 Present
Other Businesses

I*10963 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Santa Rosa, Florida 32459 Nature of business Position, title, association: , Start date of relationship: 2/1/2017 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*75362 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/16/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA I*75364 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/16/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA I*75438 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/18/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 I*100391 For profit or not for profit: For-Profit Organization Name of outside business organization: Summit Ascent Investment related: Y Address of business: nashville, Tennessee 37215 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 11/28/2016 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Family Limited Partnership to hold investments, mainly public securities I*125394 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way Investment related: N Address of business: nashville, Tennessee 37228 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/6/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Assisting Tocqueville Society as a fundraising cabinet member. I am not on the Board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-23
S63 Uniform Securities Agent State Law Examination 1991-03-11
  • S66 Uniform Combined State Law Examination
    2011-06-23
  • S63 Uniform Securities Agent State Law Examination
    1991-03-11
Other Names
  • Matthew P Miller

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