Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2011-08-02 |
| CT | RA | APPROVED | 2011-06-29 |
| TX | RA | APPROVED_RES | 2011-06-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brentwood | TN | 06/2011 | Present |
| Bank Of America, N.A. | Brentwood | TN | 07/2011 | Present |
I*10963 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Santa Rosa, Florida 32459 Nature of business Position, title, association: , Start date of relationship: 2/1/2017 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*75362 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/16/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA I*75364 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/16/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POA I*75438 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: POA INVESTMENT RELATED: N ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37215 NATURE OF BUSINESS: OTHER,POA POSITION, TITLE, ASSOCIATION: FIDUCIARY, START DATE OF RELATIONSHIP: 9/18/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 I*100391 For profit or not for profit: For-Profit Organization Name of outside business organization: Summit Ascent Investment related: Y Address of business: nashville, Tennessee 37215 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 11/28/2016 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: Family Limited Partnership to hold investments, mainly public securities I*125394 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way Investment related: N Address of business: nashville, Tennessee 37228 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/6/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 10 Duties: Assisting Tocqueville Society as a fundraising cabinet member. I am not on the Board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-11 |
Reach out to this advisor