Robert G Carpenter

Current Employers

Baltimore-Washington Financial Advisors

10960 Grantchester Way Suite 110, Columbia, MD 21044 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-09-14
MD	RA	APPROVED	2012-07-25

TX RA
APPROVED_RES

Since 2020-09-14
MD RA
APPROVED

Since 2012-07-25

Branch Locations

10960 Grantchester Way Suite 110, Columbia, MD 21044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Baltimore-Washington Financial Advisors, Inc.	Columbia	MD	06/2012	Present

06/2012 → Present

Baltimore-Washington Financial Advisors, Inc.

Columbia, MD

Previous Registrations

2011-03-16 → 2012-07-27

Ameriprise Financial Services, Llc

Minneapolis, MN

Monkton, MD
2007-04-02 → 2010-11-01

Wells Fargo Clearing Services, Llc

Columbia, MD
2001-04-10 → 2007-04-03

Ryan Beck & Co.

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-01
S63	Uniform Securities Agent State Law Examination	1989-11-29

S65 Uniform Investment Adviser Law Examination

1999-02-01
S63 Uniform Securities Agent State Law Examination

1989-11-29

Other Names

Robert G Carpenter
Robert Guy Carpenter

View on SEC IAPD

Current Employers

Baltimore-Washington Financial Advisors

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews