Tammy Ann Ramsay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 06/2024
  Securities America Inc.
  Lavista, NE
• 08/2010 → 06/2024
  Securities America Advisors
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Jose, CA

Previous Registrations

• 2010-08-23 → 2024-06-14
  Securities America Advisors, Inc.
  Campbell, CA
  San Jose, CA
• 2009-06-01 → 2010-07-30
  Morgan Stanley
  San Jose, CA
• 2008-03-12 → 2009-06-01
  Citigroup Global Markets Inc.
  San Jose, CA
• 1998-08-31 → 2008-03-12
  Strategic Advisers Llc
  Campbell, CA

Other Businesses

1. INSURANCE POSITION: Insurance sales as needed NATURE: TERM INSURANCE - Agent INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1990 ADDRESS: 950 S. Bascom Ave, Suite 2004, San Jose CA 95128 DESCRIPTION: Sell term insurance as appropriate to the client and when requested. 2. TAMMY RAMSAY POSITION: Leaseholder NATURE: Sold Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 950 S. Bascom Ave., Suite 2004, San Jose CA 95128, United States DESCRIPTION: I am the leaseholder for my office. Our office is too big for just the 2 of us, so we have been sub-leasing for the last 7 years or so, and our old tenant is moving ou,t and we want a new tenant to move in. I have no duties to perform. I pay the rent in full, and they pay me by check monthly for their portion. While their business is related to the insurance industry, they do not sell life insurance or annuities. Mainly business insurance, homeowners, auto, and workers' comp insurance, which we don't sell. So there is no conflict.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-11
• S63 Uniform Securities Agent State Law Examination
  1990-01-10