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6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-29 |
| FL | RA | APPROVED | 2018-04-12 |
Branch Locations
6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Advisory, Inc. | Sarasota | FL | 12/1997 | 09/2016 |
| G. F. Investment Services, Llc | Sarasota | FL | 09/2004 | 02/2018 |
| Global Financial Private Capital | Sarasota | FL | 06/2004 | 12/2017 |
| Global Financial Private Client | Sarasota | FL | 12/2017 | Present |
1) GAF Consulting. Nature / Duties: financial services and general business consulting. Position: Manager. Start date: 7/28/2008. Investment-related. Approximately 40 hours per month is devoted to this entity. 2) GEMGC, LLC. Nature/duties: Overseeing real estate investment. Position: Operating Manager. Start date: 4/22/2004. Non investment-related. Number of hours spent: 1 hour per month. 3) 360 Tax Consulting, LLC. Address: 6000 Cattleridge Drive, Suite 304, Sarasota, FL 34232. Nature/Duties: accounting firm, provide financial consulting services. Position: Owner. Start date: 06/2021. Investment-related. Approximately 10 hours per month, none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-17 |
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