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Geoffrey Allen Frazier

Global Financial Private Client

Sarasota, FL

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Current Employers
Global Financial Private Client

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-29
FL RA APPROVED 2018-04-12
  • TX RA
    APPROVED
    Since 2021-11-29
  • FL RA
    APPROVED
    Since 2018-04-12

Branch Locations

6000 Cattleridge Drive Suite 200, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Financial Advisory, Inc. Sarasota FL 12/1997 09/2016
G. F. Investment Services, Llc Sarasota FL 09/2004 02/2018
Global Financial Private Capital Sarasota FL 06/2004 12/2017
Global Financial Private Client Sarasota FL 12/2017 Present
  • 12/1997 → 09/2016
    Global Financial Advisory, Inc.
    Sarasota, FL
  • 09/2004 → 02/2018
    G. F. Investment Services, Llc
    Sarasota, FL
  • 06/2004 → 12/2017
    Global Financial Private Capital
    Sarasota, FL
  • 12/2017 → Present
    Sarasota, FL
Previous Registrations
  • 2005-06-10 → 2019-02-22
    Global Financial Private Capital, Inc.
    Sarasota, FL
  • 1999-03-09 → 2005-05-03
    Sarasota, FL
  • 2003-09-08 → 2004-09-22
    Global Financial Asset Management, Llc
    Sarasota, FL
Other Businesses

1) GAF Consulting. Nature / Duties: financial services and general business consulting. Position: Manager. Start date: 7/28/2008. Investment-related. Approximately 40 hours per month is devoted to this entity. 2) GEMGC, LLC. Nature/duties: Overseeing real estate investment. Position: Operating Manager. Start date: 4/22/2004. Non investment-related. Number of hours spent: 1 hour per month. 3) 360 Tax Consulting, LLC. Address: 6000 Cattleridge Drive, Suite 304, Sarasota, FL 34232. Nature/Duties: accounting firm, provide financial consulting services. Position: Owner. Start date: 06/2021. Investment-related. Approximately 10 hours per month, none during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Designations

View on SEC IAPD

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