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John Frederick Whitaker

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
FL RA APPROVED 2017-02-28
IN RA APPROVED 2017-02-28
NC RA APPROVED 2017-02-28
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • FL RA
    APPROVED
    Since 2017-02-28
  • IN RA
    APPROVED
    Since 2017-02-28
  • NC RA
    APPROVED
    Since 2017-02-28

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 11/1990 02/2017
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 02/2017 Present
Previous Registrations
  • 2013-04-18 → 2017-02-28
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 1989-11-22
  • S65 Uniform Investment Adviser Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    1989-11-22
Other Names
  • Jack Whitaker

View on SEC IAPD

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