Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| FL | RA | APPROVED | 2017-02-28 |
| IN | RA | APPROVED | 2017-02-28 |
| NC | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Indianapolis | IN | 11/1990 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Indianapolis | IN | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-22 |
Reach out to this advisor