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27 Brook Road, Woodbridge, CT 06525 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Niagara International Capital Limited | Clarence | NY | 05/2015 | 05/2017 |
| Harrigan Insurance & Financial Services | Woodbridge | CT | 04/1994 | Present |
| Wharton Midmarket Securities Inc. | Milford | CT | 05/2017 | Present |
1. DBA HARRIGAN INSURANCE AND FINANCIAL SERVICES, INC; INVESTMENT RELATED; SAME AS REGISTERED LOCATION; INSURANCE SALES; START DATE 4/94; POSITION: OWNER; TIME SPENT: 65 HOURS PER WEEK, SOME DURING TRADING HOURS; DUTIES: SALES & OFFICE MANAGER 2. Wharton Midmarket Investment Advisors Inc. Investment related; Sameas registered location; Securities Sales; Start 11/19; Position: Rep; Time Spent 10 hours per week, some during trading hours; Duties: Rep
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1996-09-11 |
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