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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-26
  • MI RA
    APPROVED
    Since 2023-01-26

Branch Locations

1509 B Washington Street, Midland, MI 48640-5612 • United States

1509 B Washington Street, Midland, MI 48640 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities, Inc. Midland MI 12/2006 01/2023
Great Lakes Financial Services, Llc Midland MI 10/1999 Present
Madison Avenue Securities, Inc. Midland MI 03/2009 01/2023
Kinnun & Company Midland MI 05/2002 Present
Lpl Financial Llc Midland MI 01/2023 Present
  • 12/2006 → 01/2023
    Madison Avenue Securities, Inc.
    Midland, MI
  • 10/1999 → Present
    Great Lakes Financial Services, Llc
    Midland, MI
  • 03/2009 → 01/2023
    Madison Avenue Securities, Inc.
    Midland, MI
  • 05/2002 → Present
    Kinnun & Company
    Midland, MI
  • 01/2023 → Present
    Midland, MI
Previous Registrations
Other Businesses

1- 05/2003 / Kinnun & Company / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / MIDLAND, MI 2- 06/2016 / Real Estate Rental / INVESTMENT RELATED / 757 East Saginaw Road, Sanford, MI 3- 01/2023 / Center City Gallery / Business Owner / Co-Gallerist/Curator / NON INVESTMENT RELATED / MIDLAND, MI 4- 08/1989 / Robert Kinnun / Non-Variable Insurance / INVESTMENT RELATED / MIDLAND, MI 5- 2/27/2023 - Kinnun & Company - Investment Related - t Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-13
S63 Uniform Securities Agent State Law Examination 1989-11-13
  • S65 Uniform Investment Adviser Law Examination
    2010-06-13
  • S63 Uniform Securities Agent State Law Examination
    1989-11-13
Other Names
  • Robert James Kinnun
  • Robert J Kinnun

View on SEC IAPD

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