Cary Atlas

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-15
WA	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2020-05-15
WA RA
APPROVED

Since 2012-10-01

Branch Locations

1344 State Ave, Marysville, WA 98270-0006 • United States

26910 92Nd Ave Nw Ste C6, Stanwood, WA 98292 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Stanwood	WA	10/2012	Present

10/2012 → Present

J.P. Morgan Securities Llc

Stanwood, WA

Previous Registrations

2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Lake Stevens, WA

Arlington, WA

Stanwood, WA

Arlington, WA

Marysville, WA
2004-06-14 → 2009-05-02

Wamu Investments, Inc.

Stanwood, WA

Arlington, WA

Stanwood, WA

Mountain Vernon, WA

Arlington, WA

Marysville, WA

Arlington, WA

Marysville, WA

Everett, WA
2003-01-06 → 2004-06-15

Pruco Securities, Llc.

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-31

S66 Uniform Combined State Law Examination

2002-10-31

Other Names

Cary Michael Atlas

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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