Adalberto Ricardo Maulini

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 09/2022
  Morgan Stanley
  Miami, FL
• 01/2015 → 09/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2022 → Present
  Raymond James Financial Services, Inc.
  Coral Gables, FL
• 09/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Coral Gables, FL
• 01/2015 → 09/2022
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-09-04 → 2022-09-08
  Morgan Stanley
  Coral Gables, FL
• 2005-11-07 → 2013-09-23
  Hsbc Securities (Usa) Inc.
  Miami, FL
  South Miami, FL
  South Miami, FL
  Miami, FL
  Miami, FL
  Miami Beach, FL
  Miami, FL
  Surfside, FL
  Coral Gables, FL
  Washington, DC
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Miami Beach, FL
  Coral Gables, FL
• 2000-10-01 → 2004-08-05
  Wells Fargo Clearing Services, Llc
  Miami, FL

Other Businesses

(1) Name of Business: Address: 13611 sw 97th ave, Miami, FL, 33176, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 09/30/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I want to start a donor advised fund named "Protecting the innocent" I want to start the foundation to help raise funds for seniors, babies and animals. The DAF will be held by the National Cristian Foundation. (2) Name of Business: Private Wealth Management of Coral gables Address: 141 Miracle Mile, Coral Gables, FL, 33134-6037, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/31/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I run the day-to-day operations as the senior financial advisor/portfolio manager/branch owner. (3) Name of Business: Salon & Beauty Bar by Well Groomed Address: 261 Miracle Mile, Coral Gables, FL, 33134, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 11/03/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner. I do not participate in the day-to-day business activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-23
• S63 Uniform Securities Agent State Law Examination
  1990-11-19

Other Names

• Adalberto Ramon Maulini
• Adalberto Ramon Maulini
• Al Maulini
• Al R Maulini