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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| IL | RA | APPROVED | 2016-04-19 |
Branch Locations
6833 Stalter Drive Ste 200, Rockford, IL 61108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Rockford | IL | 04/2016 | Present |
| Kestra Investment Services, Llc | Rockford | IL | 09/2004 | Present |
Business Name: Insurance Agent Investment Related: Yes Address: 929 S Alpine Road Suite 402 Rockford IL 61108 Nature of Business: Insurance Position, Title or Relationship: Agent Start Date: 9/1/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: When clients have a need for Insurance, I try and match the best product for thier needs Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Corporate Services (IL) Investment Related: Yes Address: 6833 Stalter Drive Suite 200 Rockford IL 61108 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Employee Start Date: 1/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: reg rep Business Name: INSURANCE AGENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2017 ADDRESS: 6833 Stalter Drive, suite 200, Rockford, IL IL 61107 DESCRIPTION: When clients have a need for Insurance, I try and match the best product for thier needs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-07 |
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