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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Newtown Square, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown Square | PA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
| Massmutual Life Insurance Co | Newtown Square | PA | 07/2016 | Present |
(1) NAME: JAMES UNGER INV REL: Y ADD: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: OUTSIDE INSURANCE POSITION: AGENT START: 06/2011 NO HRS: 4 NO HRS DUR TRADING: 4. DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY, LONG TERM CARE, & FIXED ANNUITIES (2) NAME: JAMES UNGER INV REL: N ADDR: PA 19073 NATURE: PLAY IN A BAND THAT OCCASIONALLY GETS PAID POSITION: MUSICIAN START: 05/2009 NO HRS: 4 NO HRS DUR TRADING: 0. (3) NAME: GARY E DANIELS IRREVOCABLE TRUST INV REL: Y ADD: RESIDENTIAL NATURE: TRUSTEE SERVICES FOR CO-WORKER POSITION: TRUSTEE START DATE: 11/1998 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: SUGARFOOT ADVISORS, LLC INV REL: Y ADD: 16 CAMPUS BLVD, NEWTOWN SQUARE, PA 19073 NATURE: LLC FOR OUR BUSINESS POSITION: MEMBER/OWNER 20% START DATE: 01/01/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OPERATING ENTITY FOR MASSMUTUAL BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-06 |
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