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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-01 |
| CA | RA | APPROVED | 2019-09-20 |
| WA | RA | APPROVED | 2019-09-19 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs, & Co. | Seattle | WA | 02/2005 | 08/2019 |
| Morgan Stanley | Seattle | WA | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
1. Trustee of 1999 Barker Descendants Trust, a private for profit trust primarily engaged in investment-related activity. Start date was February 11, 2018. One hour per year. Duties include the oversight and selection of assets in the trust. 2. *391755 - Trust; Investment related - Yes; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 1; After business hours: 4; 3. *391754- Trust; Investment related -Yes; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent);June 2005 ; During business hours: 1; Other. 4. *401447 - Trust; Investment related -Yes; Seattle, Washington; Trustee; 06/1999; During business hours: 0; After business hours: 0.5; *425419 - Trust; Investment related Yes; Seattle, WA; September 2020; During business hours: 2; After business hours: 0. *425485 - Trust; Investment related Yes; Seattle, WA; September 2020; During business hours: 2; After business hours: 0. *425490 - Trust; Investment related Yes; Seattle, WA; September 2020; During business hours: 2; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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