Michael A Rodriguez

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 01/2019 → 11/2022
  Bank Of America, N.A.
  Mckinney, TX
• 11/2022 → Present
  Wells Fargo Clearing Services, Llc
  Dallas, TX

Previous Registrations

• 2014-04-21 → 2022-12-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Frisco, TX
  Mckinney, TX
  Allen, TX
  Allen, TX
  Allen, TX
  Allen, TX
  Frisco, TX
• 2013-01-28 → 2014-02-19
  Wfg Advisors, Lp
  Dallas, TX
• 2006-07-12 → 2012-10-01
  1St Global Advisors Inc
  Dallas, TX

Other Businesses

UBER DRIVER; NOT INVESTMENT RELATED; SAN FRANCISCO, CA; DELIVERY DRIVER; 01/13/2025; 16 HOURS A MONTH; NO HOURS DURING TRADING HOURS; DELIVERY

Exams

• S66 Uniform Combined State Law Examination
  2004-08-24
• S63 Uniform Securities Agent State Law Examination
  1996-01-15

Other Names

• Mike Rodriguez
• Michael Anthony Rodriguez