Kevin Charles Willett

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2005-08-19

NJ RA
APPROVED

Since 2005-08-19

Branch Locations

3 Harding Road, Red Bank, NJ 07701 • United States

Little Silver, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Red Bank	NJ	08/2005	Present

08/2005 → Present

Oppenheimer & Co. Inc.

Red Bank, NJ

Previous Registrations

2002-07-02 → 2005-08-29

Morgan Stanley Dw Inc.

Red Bank, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-01
S63	Uniform Securities Agent State Law Examination	1990-02-06

S65 Uniform Investment Adviser Law Examination

2002-07-01
S63 Uniform Securities Agent State Law Examination

1990-02-06

Other Names

Kevin Charle Willett
Kevin Charles Willett
Kevin C Willett

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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