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Lori Gunn Schram

Schram, Lori

Kansas City, MO

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Current Employers
Schram, Lori

106 E. 104Th St, Kansas City, MO 64114 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-03-22
  • MO RA
    APPROVED
    Since 2024-03-22

Branch Locations

106 E. 104Th St, Kansas City, MO 64114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Gunn Corp. Stillwater OK 08/1989 Present
Lpl Financial, Llc Tulsa OK 03/1996 Present
  • 08/1989 → Present
    First Gunn Corp.
    Stillwater, OK
  • 03/1996 → Present
    Lpl Financial, Llc
    Tulsa, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-17
S63 Uniform Securities Agent State Law Examination 1989-10-02
  • S65 Uniform Investment Adviser Law Examination
    1996-04-17
  • S63 Uniform Securities Agent State Law Examination
    1989-10-02
Other Names
  • Lori Gunn Smith

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

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