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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-04 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
225 E Santa Clara St Ste 210, Arcadia, CA 91006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Arcadia | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Arcadia | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 11231 Daneswood Dr, , Arcadia, CA, 91006-5614; Not Investment-Related; 10/01/2024. Independent Insurance Brokering; Great American; 06/14/2019; Fixed Annuity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-02-26 |
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