Roberta Bautista Armijo

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-04
CA	RA	APPROVED	1997-12-15

TX RA
APPROVED_RES

Since 2019-06-04
CA RA
APPROVED

Since 1997-12-15

Branch Locations

225 E Santa Clara St Ste 210, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Arcadia	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Arcadia	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Arcadia, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Arcadia, CA

Other Businesses

Real Estate Ownership; Single Family; 11231 Daneswood Dr, , Arcadia, CA, 91006-5614; Not Investment-Related; 10/01/2024. Independent Insurance Brokering; Great American; 06/14/2019; Fixed Annuity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-02-26

S63 Uniform Securities Agent State Law Examination

1991-02-26

Other Names

Roberta Lynn Bautista
Roberta Lynn Bautista
Roberta Bautista Armijo

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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