Christopher Paul Prien

Current Employers

Employment History

• 07/2016 → 02/2018
  Questar Asset Management
  Minneapolis, MN
• 07/2016 → 02/2018
  Questar Capital Corporation
  Minneapolis, MN
• 04/2018 → Present
  Prien Asset Management, Llc D/B/A Waterrock Wealth Management
  Alberquerque, NM
• 03/2022 → Present
  Prien Insurance Solutions, Llc
  Albuquerque, NM
• 01/2021 → 03/2022
  Alpha Solutions Management
  Okemos, MI
• 06/2024 → Present
  Prien Realty Advisors
  Albuquerque, NM

Previous Registrations

• 2016-07-08 → 2018-02-02
  Questar Asset Management, Inc.
  Albuquerque, NM
  Minneapolis, MN
• 2015-05-04 → 2016-05-20
  Financial Partners, Llc
  Santa Fe, NM
• 2012-09-11 → 2015-05-04
  Pnc Managed Account Solutions, Inc.
  Albuquerque, NM
  Albuquerque, NM
• 2011-04-18 → 2012-08-17
  Wells Fargo Clearing Services, Llc
  Rio Rancho, NM
  Albuquerque, NM
  Tucson, AZ
• 2009-06-22 → 2011-01-14
  Pruco Securities, Llc.
  Albuquerque, NM
• 2008-11-12 → 2009-05-18
  Edward Jones
  Albuquerque, NM
  St Louis, MO
• 2006-02-17 → 2008-11-04
  Thornburg Investment Management Inc
  Santa Fe, NM
• 2005-04-11 → 2006-02-09
  New York Life Investment Management Llc
  Parsippany, NJ
• 2004-03-03 → 2004-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albuquerque, NM

Other Businesses

CHRISTOPHER PRIEN. POSITION: Insurance agent. NATURE: Insurance sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/07/2016 ADDRESS: Albuquerque NM DESCRIPTION: Fixed insurance sales. Prien Realty Advisors. POSITION: Admin Assistant, NATURE: Admin activities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: Albuquerque NM DESCRIPTION: Admin assistant to Trish Prien Prien Insurance Solutions, LLC; Is the business investment related: No; Location of the business:Albuquerque, New Mexico United States; Description of the business: In his separate capacity Mr Prien Serves as CEO of Prien Insurance Solutions, LLC located in Albuquerque, NM. Mr Prien calls on other licensed insurance agents to assist them in providing fixed, fixed indexed annuities, life insurance and Disability Insurance for their clients. Mr Prien spends approximately 20 hours per month in this capacity. ; Position Title: CEO; Start date with business: 3-1-22 Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 15; Will an IRS form for income earned be received: Yes;

Exams

• S66 Uniform Combined State Law Examination
  2004-03-01
• S63 Uniform Securities Agent State Law Examination
  1994-01-07

Other Names

• Chris Prien