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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jd Mclain | Cashton | WI | 05/1984 | Present |
| Stifel Nicolaus & Co Inc | Lacrosse | WI | 11/2013 | Present |
1.CARY SPECIALTY SERVICES, INVESTMENT RELATED, LA CROSSE, WI, 9.99% OWNER, START: 4/2010,0 HOURS PER MONTH, DUTIES: NONE. 2. Farm land owner; Stoddard, WI 54658; Owner; 03/01/2000; 10 Hours per week; Not during securities trading hours; Investment-Related. 3. Interest in Land Contract; W302 Hull Lane Stoddard WI 54658; 1/3/22; 0 hours per month; not during securities trading hours; inv related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-26 |
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