Kevin Andrew Mclain

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1984 → Present
  Jd Mclain
  Cashton, WI
• 11/2013 → Present
  Stifel Nicolaus & Co Inc
  Lacrosse, WI

Previous Registrations

• 2008-01-01 → 2013-09-03
  Wells Fargo Clearing Services, Llc
  La Crosse, WI

Other Businesses

1.CARY SPECIALTY SERVICES, INVESTMENT RELATED, LA CROSSE, WI, 9.99% OWNER, START: 4/2010,0 HOURS PER MONTH, DUTIES: NONE. 2. Farm land owner; Stoddard, WI 54658; Owner; 03/01/2000; 10 Hours per week; Not during securities trading hours; Investment-Related. 3. Interest in Land Contract; W302 Hull Lane Stoddard WI 54658; 1/3/22; 0 hours per month; not during securities trading hours; inv related

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-01-26