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6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-06 |
| AZ | RA | APPROVED | 2019-11-05 |
Branch Locations
6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Financial Services, Inc. | Tucson | AZ | 03/1986 | Present |
| Lpl Financial, Llc | Tucson | AZ | 01/2001 | 09/2019 |
| Shepherd Wealth Group, Inc. | Tucson | AZ | 02/1996 | 03/2020 |
| Shepherd Wealth Group, Inc. (Dba:SHepherd Wealth And Retirement) | Tucson | AZ | 12/2011 | 03/2020 |
| Shepherd Wealth & Retirement, Llc | Tucson | AZ | 09/2019 | Present |
3/28/1986 - RETIREMENT FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-04 |
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