Best Investors Account Sign in

William Edward Stewart

LPl Financial LLC

Troy, MI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-10-05
TX RA APPROVED 2020-10-05
  • MI RA
    APPROVED
    Since 2020-10-05
  • TX RA
    APPROVED
    Since 2020-10-05

Branch Locations

200 East Big Beaver, #153, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rehmann Financial Troy MI 10/2002 04/2017
Royal Alliance Associates Troy MI 02/2010 10/2020
Rehmann Financial Network, Llc Lansing MI 01/2017 04/2017
Lpl Financial Llc Rochester MI 10/2020 Present
  • 10/2002 → 04/2017
    Rehmann Financial
    Troy, MI
  • 02/2010 → 10/2020
    Royal Alliance Associates
    Troy, MI
  • 01/2017 → 04/2017
    Rehmann Financial Network, Llc
    Lansing, MI
  • 10/2020 → Present
    Rochester, MI
Previous Registrations
  • 2010-02-26 → 2020-10-07
    Troy, MI
    Scottsdale, AZ
    Troy, MI
    Clarkston, MI
    Troy, MI
    Rochester, MI
  • 2010-04-26 → 2017-04-11
    Troy, MI
    Lansing, MI
  • 1995-10-26 → 2003-01-03
    Fsc Securities Corporation
    Troy, MI
Other Businesses

1)10/05/2020 - Financial Wellness Managers, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020 2)10/05/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 04/2017 - 40 hr/mth 3)10/05/2020 - WES CONSULTING, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 09/2017 4)10/05/2020 - Real Estate Rental - Owner - inv rel - Rochester, MI - start: 10/2019

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-27
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-07-27
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06
Designations
Other Names
  • Bill Stewart
  • Bill Stewart

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Troy, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor