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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-10-05 |
| TX | RA | APPROVED | 2020-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rehmann Financial | Troy | MI | 10/2002 | 04/2017 |
| Royal Alliance Associates | Troy | MI | 02/2010 | 10/2020 |
| Rehmann Financial Network, Llc | Lansing | MI | 01/2017 | 04/2017 |
| Lpl Financial Llc | Rochester | MI | 10/2020 | Present |
1)10/05/2020 - Financial Wellness Managers, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020 2)10/05/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 04/2017 - 40 hr/mth 3)10/05/2020 - WES CONSULTING, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 09/2017 4)10/05/2020 - Real Estate Rental - Owner - inv rel - Rochester, MI - start: 10/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-06 |
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