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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-19 |
| MO | RA | APPROVED | 2021-01-14 |
| IL | RA | APPROVED | 2021-01-13 |
| IN | RA | APPROVED | 2021-01-13 |
| MI | RA | APPROVED | 2021-01-13 |
| TX | RA | APPROVED | 2021-01-13 |
Branch Locations
1034 S. Brentwood Blvd. Suite 1490, St. Louis, MO 63117 • United States
5551 Ridgewood Drive Suite 300, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greenway Family Office (153070) | St. Louis | MO | 02/2010 | 11/2020 |
| The Malloy Group, Llc | St. Louis | MO | 09/2009 | 11/2020 |
| Managing Director | St Louis | MO | 07/2015 | 12/2019 |
| Visionary Wealth Advisers | St. Louis | MO | 11/2015 | 12/2019 |
| Mai Capital Management | St. Louis | MO | 11/2020 | Present |
| Mai Capital Management, Llc | Naples | FL | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-03-06 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-16 |
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