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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-05 |
| TX | RA | APPROVED | 2017-09-01 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 05/2011 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 09/2017 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; ECINO, CA; START 4/24/2017; 3 HOURS PER MONTH / 0 DURING TRADING HOURS; EXPIRES 4/25/2021 LIQUID ASSESTS, NOT INV RELATED, LOS ANGELES, CA, 50% OWNERSHIP, START 6/1/2005, ZERO HOURS PER MONTH, ZERO DURING TRADING, BAR OWNER. TRES LITORIBUS LLC, NOT INV RELATED, ENCINO, CA, 34% OWNERSHIP, START 11/1/2023, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, GASTRO PUB AND BILLIARDS LOUNGE MANAGEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-26 |
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