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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-20
TX RA APPROVED_RES 2006-10-06
  • MN RA
    APPROVED
    Since 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

8325 Wayzata Blvd Ste 100, Golden Valley, MN 55426 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Golden Valley MN 09/2005 03/2020
Ameriprise Financial Services, Llc Golden Valley MN 03/2020 Present
Other Businesses

Other Business Activities; West Metro Advisors LLC; lease office space; 8325 Wayzata Blvd, Suite 100Golden Valley, MN 55426, ,; ; 10/14/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-22
  • S63 Uniform Securities Agent State Law Examination
    1989-09-22
Designations
  • Certified Financial Planner
Other Names
  • Brad Sorenson

View on SEC IAPD

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