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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-04-20 |
| NE | RA | APPROVED | 1997-07-31 |
Branch Locations
2601 W. Cooper Drive, Norfolk, NE 68701 • United States
606 Main St Midwest Bank, Creighton, NE 68729 • United States
701 4Th St Midwest Bank, Deshler, NE 68340 • United States
302 E. Park Ave Midwest Bank, Plainview, NE 68769 • United States
105 W Elm St Midwest Bank, York, NE 68467 • United States
2655 Jamie Lane, Lincoln, NE 68512 • United States
116 N. Main Street, West Point, NE 68788 • United States
149 No. Main St., Pilger, NE 68768 • United States
1120 Ave E, Wisner, NE 68791 • United States
506 S. 13Th St., Norfolk, NE 68701 • United States
114 West Main St, Pierce, NE 68767 • United States
7001 Pioneers Blvd Ste A, Lincoln, NE 68506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | West Point | NE | 10/1995 | Present |
1. 11/3/2005 - NON-VARIABLE INSURANCE DBA - PREMIER FINANCIAL - TRANSACT FIXED ANNUITY, TERM LIFE INSURANCE AND LONG-TERM CARE INSURANCE THROUGH THIS AGENCY. - TIME SPENT 1% - WEST POINT, NE. 2. 4/27/2006 - REAL ESTATE RENTAL - OFFICE BUILDING. 1 RENTAL UNIT. SOLE RENTER IS MIDWEST FINANCIAL SERVICES, MY OWN DBA. - TIME SPENT 1% - WEST POINT, NE. 3. 11/25/2009 - OTHER-LAND MGT. - DVP HOLDINGS, LLC - FAMILY LLC FORMED TO ACT AS 50% PARTNER IN HUSKER LAND CO. A PARTNERSHIP WHICH OWNS A LAKE AND SURROUNDING LAND. I AM ONE OF 5 FAMILY MEMBERS IN THE LLC AND AS SUCH OWN 20% OF 50% OF THE HUSKER LAND PARTNERSHIP. I AM THE REGISTERED AGENT. - TIME SPENT 1%. 4. 12/7/2009 - OTHER-LAND MGT. - HUSKER LAND CO. - LAND PARTNERSHIP 50% OWNED BY DVP HOLDINGS, LLC (MY FAMILY LLC - SEE OBA FOR DVP HOLDINGS LLC) & 50% OWNED BY CLS FAMILY HUSKER LAKES LLC (ANOTHER FAMILY'S LLC). - TIME SPENT 1%. 5. 05/01/2012 - Midwest Bank 401(k) Committee - NOT INV REL - Non-Profit Board Member - 1% TIME SPENT - Serve on the Midwest Bank NA (my DBA financial institution) 401(k) committee along with other bank officers. 6. 05/30/2014 - Midwest Wealth Management - INV REL - 116 No. Main St., West Point, NE 68788, 114 W Main St., Pierce, NE 68767 - DBA for LPL Business (entity for LPL business) - START 06/01/2014 - 250 HOURS PER MONTH, 8 DURING TRADING - We are considering amending our current DBA from Midwest Financial Services to Midwest Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-10-02 |
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