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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-11-24 |
Branch Locations
505 Wakara Way Suite 220, Salt Lake City, UT 84108 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Salt Lake City | UT | 08/2011 | 06/2019 |
| Tiaa | Salt Lake City | UT | 08/2011 | 06/2019 |
| Tiaa | Salt Lake City | UT | 11/2020 | Present |
| Tiaa Cref Individual & Institutional Services, Llc | Salt Lake City | UT | 11/2020 | Present |
| Unemployed | South Jordan | UT | 06/2019 | 11/2020 |
(1) STATE DELEGATE POSITION: State Delegate NATURE: I was nominated by my neighborhood caucus to be a State Delegate. I represent the neighborhood to review political candidates and then to attend and vote for individuals.The State convention is scheduled on Saturday April 27. This allows me to meet with various candidates and become familiar with issues facing state of Utah.There is no pay for this position.They do have another brief session scheduled next year for one day on a Saturday to review policy and other items.Please let me know if additional information is needed for approval. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2024 ADDRESS: N/A, South Jordan UT 84009, United States DESCRIPTION: The State Delegate activity includes reviewing candidates for Senate, Governor, Attorney General, and Auditor races on my own personal time and then to attend the State convention and vote for candidates. (2) RENT SECOND HOME - WE HAVE NO OTHER RENTAL PROPERTIES. POSITION: Co-Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2024 ADDRESS: Home Address, South Jordan UT 84009, United States DESCRIPTION: Maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-20 |
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