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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-11-24
  • UT RA
    APPROVED
    Since 2020-11-24

Branch Locations

505 Wakara Way Suite 220, Salt Lake City, UT 84108 • United States

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Salt Lake City UT 08/2011 06/2019
Tiaa Salt Lake City UT 08/2011 06/2019
Tiaa Salt Lake City UT 11/2020 Present
Tiaa Cref Individual & Institutional Services, Llc Salt Lake City UT 11/2020 Present
Unemployed South Jordan UT 06/2019 11/2020
  • 08/2011 → 06/2019
    Salt Lake City, UT
  • 08/2011 → 06/2019
    Tiaa
    Salt Lake City, UT
  • 11/2020 → Present
    Tiaa
    Salt Lake City, UT
  • 11/2020 → Present
    Tiaa Cref Individual & Institutional Services, Llc
    Salt Lake City, UT
  • 06/2019 → 11/2020
    Unemployed
    South Jordan, UT
Other Businesses

(1) STATE DELEGATE POSITION: State Delegate NATURE: I was nominated by my neighborhood caucus to be a State Delegate. I represent the neighborhood to review political candidates and then to attend and vote for individuals.The State convention is scheduled on Saturday April 27. This allows me to meet with various candidates and become familiar with issues facing state of Utah.There is no pay for this position.They do have another brief session scheduled next year for one day on a Saturday to review policy and other items.Please let me know if additional information is needed for approval. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/05/2024 ADDRESS: N/A, South Jordan UT 84009, United States DESCRIPTION: The State Delegate activity includes reviewing candidates for Senate, Governor, Attorney General, and Auditor races on my own personal time and then to attend the State convention and vote for candidates. (2) RENT SECOND HOME - WE HAVE NO OTHER RENTAL PROPERTIES. POSITION: Co-Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2024 ADDRESS: Home Address, South Jordan UT 84009, United States DESCRIPTION: Maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-14
S63 Uniform Securities Agent State Law Examination 1989-09-20
  • S66 Uniform Combined State Law Examination
    2020-10-14
  • S63 Uniform Securities Agent State Law Examination
    1989-09-20
Other Names
  • Blake Gustave Earl
  • Blake Earl

View on SEC IAPD

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