Inactive

Paul Arthur Light

Light Financial Services, Inc.

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Current Employers

Light Financial Services, Inc.

3575 45Th St S Suite 112, Fargo, ND 58104 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2025-01-01
MN	RA	APPROVED	2018-02-14

ND RA
APPROVED

Since 2025-01-01
MN RA
APPROVED

Since 2018-02-14

Branch Locations

3575 45Th St S Suite 112, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Light Financial Services	Fargo	ND	01/2002	Present

01/2002 → Present

Light Financial Services

Fargo, ND

Previous Registrations

2003-10-23 → 2003-11-13

United Securities Alliance, Inc.

Fargo, ND

Fargo, ND

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-30
S63	Uniform Securities Agent State Law Examination	1989-10-04

S65 Uniform Investment Adviser Law Examination

1998-07-30
S63 Uniform Securities Agent State Law Examination

1989-10-04

Designations

View on SEC IAPD

Other Firms

EIGHTH WONDER INVESTMENTS

LPL ENTERPRISE, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

PRIME CAPITAL FINANCIAL

Other Investors

Joseph Daniel Keimig

DAREN LEE PLADSON

KURT ALAN NYGAARD

WARREN WALTER WILSON

Daniel Brian Schuster

THOMAS MARTIN STADUM

Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND

MARINER · Fargo, ND

LPL ENTERPRISE, LLC · fargo, ND

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND

FJELL CAPITAL · FARGO, ND

LPL FINANCIAL LLC · FARGO, ND

PRIME CAPITAL FINANCIAL · FARGO, ND

EDWARD JONES · FARGO, ND

More in Fargo, ND

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